![/ Catholic University Logo](http://www.catholic.edu/assets/images/CUA-Logo-Large.png)
Securities regulation regulates brokers and traders in an effort to protect investors from fraud by mandating they have efficient access to risk and benefit investment information. This two-volume treatise includes topics: the creation of a security, security holder suffrage and other rights, securities distribution in capital formation, securities trading, and special liabilities associated with securities transactions.
Learn More